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[i] By John A. Tvedtnes
Part 1 of 3 — Unwarranted Assumptions
During the past few years, a number of anti-Mormon writers
and groups have been pushing the idea that DNA Studies
of Native Americans prove that the Book of Mormon
is false. They claim that these studies prove that
all Native Americans have Asian ancestry. When Latter-day
Saint scholars have shown that this does not contradict
the Book of Mormon, the critics have sought to discount
scholarly research that suggests that the peoples
mentioned in the Book of Mormon were not alone in
the New World
and that events depicted in that volume took place
in Mesoamerica. In doing this, they have relied on
popular opinions about these people and events rather
than on the text itself. [ii]
While generally not questioning the results of the DNA studies,
I find serious problems in the interpretation placed
on these results by critics of the Book of Mormon.
For example, the original studies do not claim that
the results exclude the possibility that Lehi (or
even other groups) migrated to the Americas; the critics added that claim. Indeed, one non-Latter-day
Saint scientist, looking at the DNA studies, has concluded
that there is, indeed evidence for migration to the
New World by various groups, including people from
the ancient Near East. We shall return to this later.
A Priori Assumption
All DNA studies begin with the a priori assumption that
the New World was populated from Asia via a land bridge
called Beringia, thought to have connected Siberia with Alaska during
the last ice age. The idea originated in 1589 with
José de Acosta, a Jesuit missionary from Spain.
Today, the Bering Strait separates
the Asian and North American continents by a mere
53 miles. The water depth in this region is 98 to
164 feet, and there are numerous islands in the strait.
During the time of the last ice age, so much of the
sea water was frozen into glaciers that the sea level
in this area dropped by about 300 feet, leaving a
narrow land passage where water exists today.
This has led anthropologists to postulate man’s arrival in
the New World
13-14,000 years ago, when there was an ice-free corridor
in the midst of the glacial masses leading from Beringia
to the United States. This idea has archaeological support from Paleoindian
sites. More recent DNA studies push the arrival of
humans in the Americas back to at least 30,000 years B.P., leading to deep
divisions in the ranks of archaeologists.
Prior to the development of DNA research, anthropologists relied
on phenotypical studies, noting facial similarities
between Asiatics and Native Americans and the fact
that newborns in both Asia and the Americas are born
with a dark blue spot in the lower back, adjacent
to the buttocks. For skeletal materials, the shape
and measurements of skulls and teeth were used to
determine genetic relationships. The frequency of
the various blood types was also considered to be
a marker of an Asian origin for Native Americans,
despite the fact that all blood types are found on
each of the world’s continents. [iii]
DNA
and Ancestry
It was a monk named Gregor Mendel (1823-1884) who first noted
the principles underlying biological inheritance.
Unrecognized in his own day, his groundbreaking discoveries
led to the science of genetics. The discovery of chromosomes
and the genes of which they are comprised narrowed
the processes of procreation and regeneration down
considerably. The presence of deoxyribonucleic acid,
commonly called DNA, found in the nucleus of all cells,
was believed to lie behind these processes and was
the stuff of which genes are made. In the fall of
1951, James Watson and Francis Crick began unraveling
the structure of DNA and eleven years later, in company
with Maurice Wilkins, who had performed the initial
X-ray crystallography studies of DNA, they received
the Nobel Prize for Medicine.
Strands of nuclear DNA (nDNA) are long polymers built of millions
of nucleotides that are linked together by what are
termed bases, to form a double helix. Nuclear DNA
controls heredity on the molecular level, storing
the necessary information in a sequence of bases along
the polynucleotide chain. These bases or nucleotide
sequences are built of four organic substances, adenine
(A), cytosine (C), guanine (G), and thymine (T), linked
by phosphate and sugar molecules. The sequence of
these bases is the underlying chemical mechanism that
contains all of the information necessary for a fertilized
egg to produce a biological form, including human
beings. In that respect, it can be likened to a computer
code.
[iv]
In a process known as replication, the two halves of the nDNA
helix separate and each reproduces its counterpart.
This is possible because thymine always pairs with
adenine and guanine always pairs with cytosine. On
a larger level, the chromosomes (which can be seen
via an optical microscope) double, then separate with
two halves of the cell, in a process known as mitosis.
When the missing bases are recreated, it leads to
the production of two separate cells, each of which
has the same genetic material as its twin. Thus, as
some body cells die, they are replaced by others that
result from mitosis. [v]
A similar process occurs in the production of gametes or reproductive
cells (ova and spermatozoa) in the testes and ovaries.
This process, known as meiosis, involves the division
of cells as in mitosis, plus an additional division
in which the chromosomes are not replicated. Consequently,
each gamete has only one set of chromosomes rather
than pairs of chromosomes. Because of this, each parent
passes to his/her offspring only 50% of his/her nuclear
DNA inherited from his/her parents. Which DNA is passed
to one’s offspring depends largely on how it was divided
up during the production of gametes. With 23 chromosomes
in each gamete, each one comprising a large number
of genes, the number of variations among male or female
gametes is rather high. Crossover or exchange of genetic
material between paired chromosomes during meiosis
increases the variety of DNA that can be passed on.
This makes it possible for each child to have a different
genetic makeup from that of his/her siblings while
sharing much of the inherited genetic material. [vi]
Over time, minute changes or mutations occur in the nucleotide
chains, often by substitution of one base for another. [vii] This results in inherited genetic material from
a common ancestor having a different chemical composition
in individuals descended from that ancestor. Thus,
corresponding loci (called alleles) on the nucleotide
chain can differ between individuals even when the
alleles in question came from the same source. This
is called polymorphism, which in effect denotes a
variety of alleles descended from a common source.
Human beings have 23 pairs of chromosomes in the nucleus of
each cell, except when it comes to the gametes (ova
and sperm), which are cells used for reproduction.
The gametes are haploid, containing just one set of
23 chromosomes, while all the other cells in the body
are diploid. Each female diploid cell includes a pair
of chromosomes designated X, while each male diploid
cell has one X chromosome paired with a Y chromosome. [viii]
When the male and female gametes merge during fertilization
to produce a zygote, the chromosomes from the father
match up with their female counterparts and the process
of replication begins and continues, in humans, for
about nine months. Consequently, each of us has received
half of his/her nuclear genetic material from his/her
mother and half from the father. If the sperm that
fertilizes the ovum (egg) has an X chromosome, it
pairs with an X chromosome from the mother and produces
a girl. If the sperm has a Y chromosome, it similarly
pairs with the X from the mother and produces a boy. [ix]
Most DNA is found in the chromosomes located in the nucleus
of the cell and is hence called nuclear DNA (nDNA).
However, small structures outside the nucleus, called
mitochondria (singular mitochondrion), also have DNA
strands called mitochondrial DNA (mtDNA). Unlike nDNA,
mtDNA is not recombinant, meaning that it does not
contain the genome code that enables cells to replicate
and, in the case of gametes, to merge the maternal
and paternal DNA. Rather, its function is to enable
the cell to use the energy provided by nutrients coming
via the bloodstream. In addition, mtDNA contains only
37 genes, compared with the tens of thousands in nDNA,
and the mtDNA genome represents about .0005% of one’s
entire genome. Because sperm cells generally lose
their mitochondria during the fertilization process,
the mtDNA in each human being is inherited only from
the mother. [x]
Examining the DNA of an individual and comparing it with the
DNA of close relatives can establish the origin of
specific genetic markers in the parents, grandparents,
or other shared ancestors. Because of the complexity
of nDNA, its recombination in each generation, and
occasional mutations, it is much more difficult to
trace one’s genealogy over many generations. [xi] While all of one’s distant ancestors have the
potential of contributing to one’s DNA, in practical
terms it doesn’t work that way. After many generations
of recombination in both maternal and paternal ancestors,
some of the nDNA simply is not passed on to the next
generation. Indeed, in each generation, each parent
passes on only 50% of his/her nuclear DNA inherited
from his/her parents, because there are a finite number
of positions to fill in each succeeding generation. [xii]
The task is greatly simplified when it comes to determining
strict male and female ancestral lines. Since the
Y chromosome is passed from father to son, it is possible
to determine common paternal ancestry (patrilineage)
shared by two or more individuals, especially if they
are closely related. Most changes to the genetic makeup
of the Y chromosome are due to mutations, though there
are occasional gene transfers from other chromosomes
(usually the X chromosome with which the Y is paired).
Each time a man fathers a daughter, his Y chromosome
is lost to that line, unless one of her descendants
marries a male who picked it up from her brother or
another male relative (e.g., an uncle, a cousin, or
a grandfather) of the same patrilineage. [xiii]
Similarly, since only daughters pass their mtDNA to their offspring,
one can determine common maternal ancestry (matrilineage)
as well. [xiv] In both cases, one must take into account that
mutations occur in the DNA so that there are minute
changes over time. Thus, while the paternal (Y-chromosome)
and maternal (mtDNA) markers passed down through the
generations will be similar, there will be individual
differences caused by mutation and other factors.
It is possible for these paternal and maternal markers
to be discernible thousands of years later in descendants
whose nuclear DNA no longer resembles that of the
ancestor. This is because nDNA, like radioactive elements,
has a half-life. In each generation, it loses half
of its substance during gamete production and that
half combines with the nuclear DNA from the other
parent to produce offspring. After many generations,
the nDNA inherited from a specific ancestor may be
so minute in a descendant as to be undetectable or
may have disappeared altogether, either through mutation
or the recombination process that occurs during fertilization
of the ovum.
For Native American studies, geneticists have concentrated
mostly on mitochondrial DNA (mtDNA, inherited from
one’s mother), though some studies of the Y chromosome
(inherited by males from the father) have also been
published. While there is some disagreement on the
actual numbers, most geneticists believe that mutation
in mtDNA occurs at a steady rate, making it possible
to determine how long ago a given haplogroup entered
the New World. Most mtDNA studies have concentrated
on living populations from whose samples ancestral
mtDNA has been postulated. Thus, if certain mtDNA
markers are found in contemporary Asian and Native
American populations, it is assumed that these came
from a common female ancestor.
Most tests of mtDNA sequence a small portion (400, 2.4%) of
the 16,569 base pairs in the mtDNA molecule, looking
for specific “markers” of matrilineal ancestry. Malhi
and Eshleman wrote that, “For both mtDNA and Y chromosome,
haplogroups are usually defined by a single nucleotide
polymorphism (or SNP) which is a single change or
mutation in the DNA sequence. For example, all individuals
in mtDNA haplogroup A share a mutation at nucleotide
position 663 in the mitochondrial genome.” [xv] This does not take into account that other ancestral
lines may have developed the same mutation over time.
If none of the markers are found, the sample is classified
as “other” and, in the case of Native American mtDNA,
is routinely assumed to derive from post-Conquest
Europeans. The history of genetics research has demonstrated
that this explanation is not always correct.
Other
mtDNA Haplogroups
Clearly, the mtDNA evidence suggests an Asian origin for the
four major Native American haplogroups or matrilineages,
designated A, B, C, and D (and perhaps X, which will
be discussed later). What Book of Mormon critics fail
to note is that other, less important haplogroups
have also been found in the New World, which means
that none of the research actually excludes ancient
immigrations from other parts of the world. Some researchers
dismiss these other haplogroups as later admixture
from Old World immigrants since the time of Columbus,
but studies of this matter are insufficient to establish
that there were no other migrations in ancient times.
A report issued in 2003 declares that “haplogroup
frequencies alone cannot distinguish between admixture
and common ancestry.” [xvi] The authors also note,
However, it is important to remember that mtDNA is but
one marker, and one that is solely maternally inherited,
and is unlikely to answer all questions regarding
the origins of Native Americans ... Like mtDNA, Y-chromosome
data have not on their own conclusively answered questions
regarding either source populations within Asia or
the number of migrations out of Asia into the New
World. Clearly, nuclear markers from more populations
should be examined to provide additional data relevant
to these controversies, even though it is unlikely
that additional data will significantly simplify what
is a convoluted and complex scenario of migrations
and postmigrational evolutionary forces. [xvii]
Continuing, they write that:
In almost all studies of ancient Native American
populations [from skeletal remains], individuals have
been discovered who do not appear to belong to one
of the five founding lineages. In many cases, this
is undoubtedly a result of external contamination
of samples lacking DNA or in which the DNA is inhibited
from amplifying using the polymerase chain reaction.
Nonetheless, the possibility remains that additional
haplogroups may be discovered by studies of ancient
DNA in the Americas. Such a lineage may have either
become extinct or be a yet-undiscovered lineage persisting
at low levels in modern populations. [xviii]
The authors of the report note that, “Early studies of Na-Dene
populations [of North America] suggested that they
possessed high frequencies of haplogroup A but lacked
haplogroup B and exhibited only low frequencies of
haplogroups C and D, whereas Eskimo-Aleut populations
appeared to have high frequencies of haplogroups A
and D but lacked haplogroups B and C. However, on
closer inspection of a large number of samples, Merriwether,
Rothhammer, and Ferrell demonstrated that groups traditionally
classified as Eskimo and Na-Dene had measurable frequencies
of all four haplogroups when larger samples were assayed.” [xix] The lesson to be learned from this is that undersampling
cannot give us the whole picture.
A 1991 study of the Nuu-Chah-Nulth tribe of the Pacific Northwest
revealed some 28 haplotypes, of which 19 clustered
in the four maternal DNA haplogroups (A, B, C, and
D), while 9 did not. [xx] Because of DNA changes over time due to mutation
and other factors, a given haplogroup typically includes
various haplotypes or individual lineage markers that
descend from a common source. No explanation was given
for the other 9 haplotypes.
Mayan Samples
The authors of a 2001 study of skeletal remains from precolumbian
Maya burials recovered from the Late Classsic/Postclassic
site of Xcaret in the Mexican province of Quintana
Roo noted that “Many analyses of mtDNA haplotypes
in New World contemporary and ancient populations
have shown the presence of a small number of individuals
possessing none of the markers defining the four founding
lineages.” [xxi]
In 1998, 102 DNA samples were taken from skeletal remains at
the Norris Farms Oneota prehistoric (700 years old)
cemetery, with successful extraction of mtDNA from
50 of them. All four of the American haplogroups were
found, along with one individual with a haplogroup
not previously attested in contemporary Native Americans
and designated as N. The researchers wrote, “This
new mtDNA lineage might be present in contemporary
Amerindian populations but not yet sampled, or it
might belong to a lineage that is no longer present
in contemporary populations. Alternatively, this new
mtDNA lineage might actually be one of the four lineages,
but a mutation or reversion has occurred at the relevant
diagnostic marker, thereby obscuring the affiliation
of this mtDNA type. Another possibility is that this
sample was contaminated by modern DNA of non-Amerindian
origin.” [xxii] In 1998, the researchers summarized a study
of mtDNA from skeletal remains of 108 individuals
from the same site, of which 6 fell outside the four
Asian haplogroups and were lumped together as “other.”
They noted that “data indicate that the lineages from
haplogroups A, B, C, and D are the most common among
Native Americans but they were not the only lineages
brought into the New World from Asia. The mtDNA evidence
. . . suggests a single ‘wave’ of people with considerable
mtDNA diversity.” [xxiii]
The variety of findings from mtDNA research was summed up in
a 1998 article, [xxiv] in which the authors wrote that
Some of the hypotheses based on the interpretation of mitochondrial
haplotypes are conflicting. Mitochondrial analysis
has been invoked to support a multiwave-founder colonization
of America, whereas, on the other hand, mtDNA markers
have also been interpreted as supporting a monophyletic
colonization from Asia. Archaeological studies seem
to indicate an antiquity in the range of 11,000-33,000
years before the present (YBP) for the first settlements
in Beringia and the New World, whereas different laboratories
working with mitochondrial polymorphisms have proposed
times in the range of 14,000-55,000 YBP for this event.
Founder maternal Amerindian lineages initially had
been estimated as being four. Now it is assumed that
there are > 10-13 such lineages, although
there is no agreement on the molecular typification
of some of these founder haplogroups. [xxv]
The disagreement over the migration of the four major mtDNA
lineages (whether one or more migrations) is further
complicated by the fact that geneticists are not in
agreement concerning the other mtDNA haplotypes found
in Native American samples. Torroni and colleagues
believe that only one haplotype from each of the four
founding lineages arrived in the New World via migration
and that all the additional variation arose in the
New World, with other types being attributed to later
Caucasian admixture. On the other hand, Merriwether
and Ferrell believe that “multiple variants of each
lineage entered the New World, and that additional
unrelated lineages also entered.” They illustrate
this by two additional lineages they call X6 and X7,
found throughout the New World, Siberia, and Asia,
providing “strong evidence that at least nine different
founding lineage haplotypes entered the New World,”
and that “these distributions among Native Americans
best fit a single wave of migration into the New World.” [xxvi]
Most researchers have tended to dismiss the minor haplogroups
detected among Native Americans as admixture following
the arrival of Europeans in the New World or to ignore
them completely. From the data collected thus far,
the critics find it easy to ignore the possibility
that Book of Mormon peoples imported any of these
haplogroups. When Latter-day Saints point out the
inconsistencies, they respond that only the major
haplogroups count, since all Native Americans are
supposedly descended from Lehi. This information comes
not from the text of the Book of Mormon, but from
the interpretation some have erroneously placed on
the text. [xxvii]
When geneticists examine Native American DNA, they use procedures
to screen for each of the four (now five) “Native
American” haplogroups. If, after screening a sample
without a successful identification, the sample is
labeled “other.” Ultimately, some of these “others”
are found to be related to samples tested from other
settlements or archaeological sites, and can then
be classified as a new haplogroup. This is what happened
with haplogroup X.
Haplogroup
X
A brackish pond (bog) at Windover, adjacent to Titusville,
Florida, has preserved the largest North American
collection of human skeletal remains and fabric for
its time, along with the largest tool collection.
Brain tissue was preserved in nearly a hundred of
the skeletons and was extracted for DNA analysis.
None of the common Native American mtDNA haplogroups
(A, B, C, and D) were present, but haplogroup X, known
mostly from Europe, was plentiful, suggesting that
these ancient remains are of people of European ancestry. [xxviii] Later research concluded that there was a
persistence of both nuclear and mitochondrial haplotypes
at Windover throughout its entire period of use. “Analysis
of the mtDNA sequences suggests that some mitochondrial
types are clearly related to extant Amerind types,
whereas others, more distantly related, may reflect
genetically distinct origins.” [xxix]
A study reported in 2000 examined DNA samples drawn from human
remains ranging from 300-6,000 years in age, from
the Aleut, eastern Utah Fremont, Southwestern Anasazi,
Pyramid Lake (Nevada), Stillwater Marsh (Nevada),
and Oneota (western Illinois), which were then compared
with 41 samples from contemporary North American populations.
The report admits that “Haplogroup X is an additional
ancestral Amerindian mtDNA lineage and is evident
upon screening with additional markers and through
sequence analysis. Because most of the samples available
for analysis have not been screened for these additional
markers, it is not possible to identify haplogroup
X in all these data.” The researchers also noted that
“although haplogroup assignment is straightforward
in modern samples, it is not always so easy for ancient
samples.” [xxx]
A 1999 study examined 70 samples of Native American mtDNA,
most of which did not evidence any of the four haplogroups
(A-D). Of these, 32 were found to belong to haplogroup
X. The researchers concluded that
the
wide distribution of this haplogroup throughout North
America, and its prehistoric presence there, are consistent
with its being a fifth founding haplogroup exhibited
by about 3% of modern Native Americans. Its markedly
nonrandom distribution with high frequency in certain
regions, as for the other four major mtDNA haplogroups,
should facilitate establishing ancestral descendant
relationships between modern and prehistoric groups
of Native Americans. The low frequency of haplogroups
other than A, B, C, D, and X among the samples studied
suggests a paucity of both recent non-Native American
maternal admixture in alleged fullblood Native Americans
and mutations at the restriction sites that characterize
the five haplogroups as well as the absence of additional
(undiscovered) founding haplogroups. [xxxi]
The authors also note that, “Haplotypes that are not members
of A, B, C, or D and that are characterized by specific
mutations have been reported in modern (presumably
unmixed) Native Americans and in prehistoric individuals,
suggesting that founding haplogroups other than A,
B, C, and D were once present in the New World, whether
or not they have survived,” [xxxii] adding that “it is of interest to determine
whether or not additional founding haplogroups were
once present, but have since become extinct, in the
New World.” [xxxiii] They cite a 1996 study by Lorenz and Smith,
who worked with mtDNA samples from 829 Native North
Americans and classified 50 of them as “other” than
the four haplotypes (A-D). Revisiting the data, the
new study was able to rescreen mtDNA from 25 of the
50, they found that seven had been mistyped and were
reassigned to haplogroups A and C (2 each) and D (3),
with some of the others assigned to haplogroup X. [xxxiv]
Initial mtDNA studies suggested that there were four haplogroups
(A-D) found among Native Americans that are also attested
mostly in Asia, though they are not the dominant haplogroups
in Asia. Indeed, the earliest studies did not detect
haplogroup B in Siberia. [xxxv] The discovery of a fifth haplogroup, X, led
to suggestions that it may be due to a migration from
Europe, since X had not yet been attested in Asia
but was found in DNA samples from Finland, Italy,
and Israel, with possible connections to samples
from Spain, Bulgaria, and Turkey. [xxxvi] As it turns out, haplogroup X was later identified
at a low frequency (3.5%) among the Altaians of Siberia. [xxxvii] While the critics believe that this seals
the fate of the Book of Mormon, it really demonstrates
that all of the evidence is not yet in and that new
discoveries are the norm. If, following further research,
a haplogroup not attested in Asia was found in some
Asian populations, could not the same thing happen
in the New World as the DNA sampling increases the
size of the database?
Critics have suggested that even though mtDNA haplogroup X
is represented in the Near East, the time-depth for
its arrival in the New World is too great to be attributable
to Lehi’s group. But the existence of this haplogroup
in the New World at the time of Lehi’s arrival does
not a priori mean that it did not exist among
the Lehites. If Sariah and her daughters or the wife
of Ishmael and her daughters carried haplogroup X
into the New World, it would be different from the
X haplogroup found among Native Americans because
it would have a different mutational history. But
since the same haplogroup is different in various
Native Americans because of genetic drift following
their separation from other New World inhabitants,
none of them are precisely like those of such other
inhabitants, nor are they identical to the haplogroup
X found in Siberia.
The debate about the origin of haplogroup X continues to this
day. Because it is attested in higher percentages
among Europeans sampled than Asians and because the
Native American X shares affinities with the European
X not found in the Asian, [xxxviii] some researchers have suggested that it
was brought to the New World from Europe across the
north Atlantic by people hunting seals. Archaeologists
have demonstrated that the earliest spear points found
in the Americas are identical in design and method
of production to the Solutrean points found in western
Europe (notably France and Spain) for the same time
period, and that these points are ancestral to the
Clovis points previously thought to be the earliest
use of flaked stone tools in the New World.
Dennis Stanford of the Smithsonian Institution, an archaeologist
who drew attention to the Solutrean connection, said,
“The way the tools are made, the whole tool kit, bone
artifacts and some artistic expressions are similar,
and burial practices are similar.” [xxxix] Stanford noted that “There are so many matching
steps in how they made their tools: bifacial flaking,
heat treatment, similar ceremonial items, the presence
of red ochre. There must be fifty or sixty points
of comparison. It can’t be chance.” [xl] Among the more important New World prehistoric
sites with suspected ties to the Solutrean culture
of Europe are Meadowcroft Rock Shelter, near Pittsburgh,
Pennsylvania, and Cactus Hill, Virginia. [xli]
Significantly, both the Solutrean points and mtDNA haplogroup
X are attested in a geographical region most likely
to have been affected by a migration from Europe.
Haplogroup X is found principally among the Algonquian-speaking
peoples of the Great Lakes region, including the Ojibwa,
but has also been found among the Nuu-Chah-Nulth and
Yakima tribes of the northwest. It is known in about
a fourth of Ojibwa natives tested and in lesser amounts
among members of the Sioux and Navajo. [xlii] It has also been found in skeletal remains
of two individuals found in a fourteenth-century burial
in Illinois, demonstrating that it was in North America
prior to the time of Columbus.
Despite these evidences, other researchers have suggested that
haplogroup X came from Europe or Central Asia across
Beringia to the New World, leaving very little trace
in Siberia. Ripan S. Malhi and David Glenn Smith noted
that the Altai of Siberia “are the only known modern
ethnic group whose membership represents all five
Native American haplogroups and, assuming the New
World was colonized by a single migration, constitute
a possible origin of the founders of Native America.”
This leads them to reject the hypothesis of a European
migration of haplogroup X to the New World and discount
the suggestion that there are similarities between
Clovis and Solutrean cultural artifacts. Because it
is found among ancient samples from the Norris Farms,
Windover, and Vantage sites and the Amazon Basin,
they consider haplogroup X to be “a founding Native
American lineage” and reject the idea that it resulted
from Viking or more recent European admixture. They
note that three Algonquian-speaking Native Americans
“exhibit both the haplogroup X with the transition
at np 16,213 and the rare Albumin marker Albumin*Naskapi,”
both of which are found only among North American
natives.” [xliii]
The haplogroup X saga clearly indicates that there is no consensus
on matters relating to migrations from the Old World
to the New. Perhaps related to the haplogroup X question
is that of the “Red Paint People” of ca. 4000 B.P.,
whose cultural remains have been excavated mostly
in Labrador and Maine. The name given them by modern
archaeologists resulted from the fact that they added
brilliant red iron oxide to their graves. It now seems
clear that they sailed across the Atlantic, for similar
graves are found in France, England, and Denmark. [xliv]
The authors of a 2003 study wrote, “we have completely sequenced
a haplogroup X mtDNA from the Ojibwa ... A comparison
of this sequence with those haplogroup X mtDNA sequences
of European ancestry that were published by Finnilä
et al. (2001) and by Herrnstadt et al. (2002) shows
that this Native American mtDNA carries all of the
mutations that define haplogroup X.” [xlv] A 2003 study makes it clear that haplogroup
X originated in the Near East and the version found
in Asia was recently introduced from Europe and is
more distantly related to that found among Native
Americans.
A
maximum parsimony tree of 21 complete mitochondrial
DNA (mtDNA) sequences belonging to haplogroup X and
the survey of the haplogroup-associated polymorphisms
in 13,589 mtDNAs from Eurasia and Africa revealed
that haplogroup X is subdivided into two major branches,
here defined as “X1” and “X2.” The first is restricted
to the populations of North and East Africa and the
Near East, whereas X2 encompasses all X mtDNAs
from Europe, western and Central Asia, Siberia, and
the great majority of the Near East, as well
as some North African samples. Subhaplogroup X1 diversity
indicates an early coalescence time, whereas X2 has
apparently undergone a more recent population expansion
in Eurasia, most likely around or after the last glacial
maximum. It is notable that X2 includes the two complete
Native American X sequences that constitute the distinctive
X2a clade, a clade that lacks close relatives in the
entire Old World, including Siberia. The position
of X2a in the phylogenetic tree suggests an early
split from the other X2 clades, likely at the very
beginning of their expansion and spread from the Near
East. [xlvi]
In 2000, geneticist Theodore Schurr noted that “Recent claims
... that European stock may have been present in pre-Columbian
America do not deny the overwhelming contribution
of Asiatic peoples to the ancestry of modern Amerindians.” [xlvii] The same could be said of Book of Mormon peoples,
i.e., that most of the mtDNA makeup of Native Americans
can be Asian even if some of their ancestors came
from the Near East.
[i] I am indebted to Matthew Roper for bringing some
of the articles mentioned herein to my attention.
[ii] Some of the articles listed in the appendix deal
with these issues.
[iii] For a discussion, see John L. Sorenson, “The
Problematic Role of DNA Testing in Unraveling
Human History,” Journal of Book of Mormon Studies 9/2 (2000):
66-74.
[iv] For a good explanation of how DNA can be used
in population studies, see D. Andrew Merriwether, David M. Reed,
and Robert E. Ferrell, “Ancient and Contemporary Mitochondrial
DNA Variation in the Maya,” in Nancy P. Dutro, ed., Bones of
the Maya: Studies of Ancient Skeletons (Washington and London:
Smithsonian Institution Press, 1997), 208-17. For general information
about how DNA works, see the following web sites:
http://www.accessexcellence.org/RC/AB/BA/dnaintro/index.html
http://www.ddbj.nig.ac.jp/aDNA/index.html
[v] It is actually a little more complicated than
that, involving RNA and other processes, but the explanation given
here is sufficient to understand what is going on.
[vi] Identical twins are an exception because they
develop from the same fertilized egg.
[vii] There are actually four kinds of changes: 1)
indels, which are insertions into or deletions of the DNA at particular
locations on the chromosome, 2) snips, which are single nucleotide
polymorphisms in which a particular nucleotide (A, C, G, or T)
is changed into another, 3) microsatellite changes, which are
short sequences (10-60) of nucleotides that are repeated a variable
number of times in succession along the nucleotide chain, and
4) minisatellite changes, in which the repeated sequences are
short (usually up to 3-4 nucleotides).
[viii] While this is essentially the case, there are
very rare occasions where a human being has two X chromosome and
one Y or even three X.
[ix] During meiosis, only 1% of the Y chromosome recombines
with the X chromosome, the rest evidently constituting what one
could call “maleness.”
[x] An exception is noted later in this paper.
[xi] The task is not totally impossible, provided
one has access to a supercomputer that can perform billions of
calculations per second, and provided one also takes into account
any mutations over time.
[xii] I acknowledge that it is more complicated than
this, but most readers will not want to know more than the basics.
[xiii] For an informative discussion of Y chromosomes,
see Neil Bradman and Mark G. Thomas, “Why Y? The Y Chromosome
in the Study of Human Evolution, Migration and Prehistory,” Science
Spectra 14 (1998): 32-37, posted http://www.ucl.ac.uk/tcga/ScienceSpectra-pages/SciSpect-14-98.html.
[xiv] Barring mutations, all offspring of a woman
have identical mtDNA, regardless of how many men may have fathered
her children.
[xvi] Jason A. Eshleman, Ripan S. Malhi, and David
Glenn Smith, “Mitochondrial DNA Studies of Native Americans: Conceptions
and Misconceptions of the Population Prehistory of the Americas,”
Evolutionary Anthropology 12 (2003), 8.
[xx] R. H. Ward et al., “Extensive Mitochondrial Diversity
Within a Single Amerindian Tribe,” Proceedings of the National
Academy of Science USA
88 (1991): 8720-24.
[xxi] Angelica Gonzalez-Oliver et al., “Founding Amerindian
Mitochondrial DNA Lineages in Ancient Maya from Xcaret, Quintana
Roo,” American Journal of Physical Anthropology 116 (2001):
230.
[xxii] Anne C. Stone and Mark Stoneking, “Ancient
DNA from a Pre-Columbian Amerindian Population,” American Journal
of Physical Anthropology 92/4 (1993): 466.
[xxiii] Anne C. Stone and Mark Stoneking, “mtDNA Analysis
of a Prehistoric Oneota Population: Implications for the Peopling
of the New World,” American Journal of Human Genetics 62
(1998): 1153.
[xxiv] I have omitted the parenthetical references
from the text cited here so readers will not be distracted from
the flow of the paragraph. Some of those references will be cited
later.
[xxv] Néstor O. Bianchi et al., “Characterization
of Ancestral and Derived Y-Chromosome Haplotypes of New World
Native Populations,” American Journal of Human Genetics
63 (1998): 1862.
[xxvi] D. Andrew Merriwether and Robert E. Ferrell,
“The Four Founding Lineage Hypothesis for the New World: A Critical
Reevaluation,” Molecular Phylogenetics and Evolution 5
(February 1996): 241.
[xxvii] This has been dealt with elsewhere; see the
appendix to this article.
[xxviii] Glenn H. Doran et al., “Anatomical, Cellular
and Molecular Analysis of 8,000-year-old Human Brain Tissue from
the Windover Archaeological Site,” Nature 323 [6091] (1986):
803-6. In 2002, the University of Florida Press published a book
edited by Doran, Multidisciplinary Investigations of an Early
Archaic Florida Cemetery, which includes the following articles:
W. Hauswirth and C. Dickel, “Investigations of DNA Isolated from
Windover Brain Tissue: Methods and Implications”; David Glenn
Smith et al., “Serum Albumin Phenotypes and a Preliminary Study
of the Windover mtDNA Haplogroups and Their Anthropological Significance”;
D. C. Hyland and T. R. Anderson, “Biomolecular Analysis of CollagenousTissue.”
[xxix] W. W. Hauswirth et al., “Inter- and Intrapopulation
Studies of Ancient Humans,” Experientia 50/6 (1994): 585.
[xxx] Dennis H. O’Rourke et al., “Spatial and Temporal
Stability of mtDNA Haplogroup Frequencies in Native North America,”
Human Biology 72/1 (February 2000): 17.
[xxxi] David Glenn Smith et al., “Distribution of
mtDNA Haplogroup X among Native North Americans,” American
Journal of Physical Anthropology 110/3 (November 1999): 271.
[xxxii] Ibid., 272. To facilitate reading for the
nonspecialist, I have omitted the parenthetical references to
other articles, some of which are included in this present survey.
[xxxiv] Ibid., 276, 278-9. The earlier study to which
they refer was Joseph G. Lorenz and David Glenn Smith, “Distribution
of Four Founding mtDNA Haplogroups Among Native North Americans,”
American Journal of Physical Anthropology 101/3 (November
1996): 307-23.
[xxxv] Antonio Torroni et al., “mtDNA Variation of
Aboriginal Siberians Reveals Distinct Genetic Affinities with
Native Americans,” American Journal of Human Genetics 53/3
(September 1993): 591-608.
[xxxvi] Virginia Morell, “Genes May Link Ancient Eurasians,
Native Americans,” Science 280 (24 April 1998), 520; Michael
D. Brown et al., “mtDNA Haplogroup X: An Ancient Link Between
Europe/Western Asia and North America?” American Journal of
Human Genetics 63/6 (December 1998): 1852-61.
[xxxvii] Miroslava V. Derenko et al., “The Presence
of Mitochondrial Haplogroup X in Altaians from South Siberia,”
American Journal of Human Genetics 69 (2001): 238.
[xl] John J. Miller, “Roots—Deep Ones: The Perils
of Looking into American Prehistory,” National Review Online,
2-10 June 2001, at http://www.nationalreview.com/weekend/anthropology/anthropology-millerprint060901.html.
[xli] For discussions of the Solutrean connection,
see “The Solutrean Connection Question,” posted at h55p://222.wfu.edu/~cyclone/
THE%20SOLUTREAN%20CONNECTION%20QUESTION.htm and “Unearthing Mysteries,”
at http://www.bbc.co.uk/radio4/science/unearthing_mysteries_20021126.
Dennis Stanford and Bruce Bradley are preparing a book on the
subject, to be published by the University of California Press.
[xlii] Michael D. Brown et al., “mtDNA haplogroup
X: an ancient link between Europe/Western Asia and North America?”:
1852-61. See also John J. Miller, “Roots—Deep Ones.” The Navajo
and Apache of the American Southwest are tied to the Na-Dene language
family of eastern Canada,
suggesting that their ancestors migrated to their present location.
[xliii] Ripan S. Malhi and David Glenn Smith, “Brief
Communication: Haplogroup X Confirmed in Prehistoric North America,”
American Journal of Physical Anthropology 119 (2002): 84-6.
[xliv] PBS aired a documentary, “Mystery of the Red
Paint People.” A number of web sites discuss the findings and
one can order the video from some of them.
[xlv] Hans-Jürgen Bandelt et al., “Identification
of Native American Founder mtDNAs through the Analysis of Complete
mtDNA Sequences: Some Caveats,” Annals of Human Genetics
67/6 (November 2003): 518, citing Saara Finnilä, Mervi S. Lehtonen,
and Kari Majamaa, “Phylogenetic Network for European mtDNA,” American
Journal of Human Genetics 68 (2001): 1475-84 and C. Herrnstadt
et al., “Reduced-Median-Network Analysis of Complete Mitochondrial
DNA Coding-Region Sequences for the Major African, Asian, and
European Haplogroups,” American Journal of Human Genetics
70/5 (May 2002): 1152-71.
[xlvi]
Maere Reidla et al., “Origin and Diffusion of mtDNA Haplogroup X,” American Journal of Human Genetics. 73 (2003): 1178; emphasis
added. The authors consider this haplogroup to have been introduced
into the Americas at a very early date, long before the time represented in the Book of
Mormon, but in view of other problems of dating mtDNA variation,
one wonders about that view.
[xlvii] Theodore G. Schurr, “Mitochondrial DNA and
the Peopling of the New World: Genetic Variations Among Native
Americans Provide Further Clues to Who First Populated the Americas
and When They Arrived,” American Scientist 88/3 (May-June
2000), 246.
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